Causal Explanations vs Normative Explanations

If somebody asks you why, there are often two markedly different kinds of explanations you could give.

Their differences are psychological & social in addition to being semantic.

Two kinds of Why

“everything is the way it is because it got that way”
— D’Arcy Thompson

I run a software company, and sometimes users will email me asking, “Why is feature X like this? It should be like that.”

My response, which I don’t necessarily write out: if you want to know “why feature X is like this”, well… I could tell you the long history of how Complice mutated its way to being what it is today, which would contain a causal explanation for why the feature is the way it is.

…however, if you’re looking for not a causal explanation, but rather a normative explanation, or justification of “why it makes sense for feature X to be like this”, then I don’t really have one. I basically agree with you. All I have to offer is that it would be work to change it. And that I probably will at some point but it hasn’t been a priority yet.

We might say that causal explanations explain “why [proposition] is true” whereas normative explanations explain “why [[proposition] is true] is ‘reasonable,’ or ‘acceptable.'”

I think we want to be a little wary of the second kind of explanatory process. » read the rest of this entry »

The Two-Channels Model for Mindset Change

It can be tempting, when engaging in mindset-shifting, to dream of the day when your old mindset goes away forever. I think that that’s not the best target to aim for. It may happen eventually, but there’s often a long phase where both streams of thought coexist. Sometimes it’s even helpful to still have access to that old mindset, but in a kind of isolated way, where you can query it for its opinion but it doesn’t actually run your decisions. Knowing this is important, because otherwise you can think of old-mindset thoughts as failures.

What does this feel like on the inside? One model that my intentional community developed is the idea of there being multiple channels to your thought. So if you have a model of human experience that has steps something like this…

Stimulus → Perception → Interpretation → Feeling / Thought → Intention → Action

…then the channels model suggests that your brain generates multiple interpretations of a given perception in parallel, each of which can in turn generate distinct thoughts and feelings, which might tend you towards different kinds of action. Unless you’ve trained in this particular kind of mindfulness or phenomenological awareness, any particular experience will usually be primarily interpreted through one channel, yielding a dominant thought/feeling/intention/action that comes out of how that channel makes sense of things. I think the skill of pulling these apart is valuable.

» read the rest of this entry »

The Iron Ring and Heroic Responsibility

Content note: scrupulosity triggers

The iron ring, on my finger, with a deep purple background.

I conceived of the following piece last saturday, on my way into the Iron Ring Ceremony, a.k.a. the Ritual of the Calling of an Engineer.

The iron ring is to remind engineers to care more about human welfare than following orders or doing what’s convenient.

I’m intending to frame it personally as being about heroic responsibility. Which is, I think, the natural extension of the ritual.

The concept of heroic responsibility comes from the brilliant fanfic Harry Potter and the Methods of Rationality. It’s from chapter 75, but the spoilers are vague enough that unless you’re at chapter 70 or something then I wouldn’t worry about it:

The boy didn’t blink. “You could call it heroic responsibility, maybe,” Harry Potter said. “Not like the usual sort. It means that whatever happens, no matter what, it’s always your fault. Even if you tell Professor McGonagall, she’s not responsible for what happens, you are. Following the school rules isn’t an excuse, someone else being in charge isn’t an excuse, even trying your best isn’t an excuse. There just aren’t any excuses, you’ve got to get the job done no matter what.” Harry’s face tightened. “That’s why I say you’re not thinking responsibly, Hermione. Thinking that your job is done when you tell Professor McGonagall – that isn’t heroine thinking. Like Hannah being beat up is okay then, because it isn’t your fault anymore. Being a heroine means your job isn’t finished until you’ve done whatever it takes to protect the other girls, permanently.” In Harry’s voice was a touch of the steel he had acquired since the day Fawkes had been on his shoulder. “You can’t think as if just following the rules means you’ve done your duty.”

The myths say that the original iron rings were made of materials from the twice-collapsed Quebec Bridge of the early 1900s (which took 88 lives during its construction). There’s no evidence that the rings were forged from its ruins, although the disasters definitely helped forge the ceremony itself. It was designed by Rudyard Kipling, who wrote its oath and also this relevant poem. The ceremony is understood to be private, so I will not be discussing anything that was not available to me prior to attending. Which makes this excerpt of the oath fair game, since it’s public on the internet:

I […] bind myself upon my Honour and Cold Iron, that, to the best of my knowledge and power, I will not henceforward suffer or pass, or be privy to the passing of, Bad Workmanship or Faulty Material in aught that concerns my works before mankind as an engineer, or in my dealings with my own Soul before my Maker.

Let’s ignore the soul part for the purpose of this post, and look closer at this one:

“in aught that concerns my works”

But what does concern my works? What works do I concern myself with? Through the broad lens of heroic responsibility, it’s not just about the deaths I might be responsible for by designing a faulty bridge that collapses. I can still hold myself responsible for the deaths that occur as a result of the technology I fail to develop or even fail to conceive of. In order for this to be at all sane, I need to keep in mind that I have finite resources and that each action therefore has opportunity costs. There’s also a risk of this just feeling overwhelming, because of all of the deaths I would understand myself to be responsible for.

Two keys to this:

1. Framing effects: remember the thing where people choose [a certain chance of saving 200/600 people] over [a 1/3 chance of saving all 600 people], but choose [a 2/3 chance of all 600 people dying] over [400 people certainly die], even though those are exactly opposite decisions?

So I’ll frame it as “lives I’m responsible for saving” rather than “deaths I’m responsible for”. Obviously it’s a bit more complex than this, but this points at the thing.

2. Avoiding self-judgment: I want to honestly appraise my own impact on the world, but I don’t want to kick myself unnecessarily when I fail. I just want to do better. This is especially important in a context where so many outcomes are probabilistic anyway—i.e. even if something turns out poorly, it may still have been the best decision. The oath includes:

For my assured failures and derelictions I ask pardon beforehand of my betters and my equals in my Calling here assembled…

One important aspect related to this is where to go on the risk-reward spectrum. It’s easy to have guaranteed small positive impact, by e.g. volunteering at a homeless shelter. But since we’re facing risks to the survival of the entire human race, and I am responsible for lives not yet created as well, I will be aiming at whatever I deem to be the most likely leverage point towards averting these and colonizing the stars.

The remainder of the post will be a brief reflection on my thinking around oaths and behaviour change, focusing on this one in particular.

Oaths that lose their original purposes

I learned this lesson early. At age 15, I found myself in a kind of long-distance relationship. As we parted ways for what we knew would be months, she left her hair elastic around my wrist. I decided to keep wearing it, and wrote her an email describing some personal change that she’d inspired me to undertake:

i’ve been wearing your hair elastic on my wrist since you gave it to me, and i’m going to leave it there as a kind of reminder that i want to change

6 months later, she stumbled across that old email, and sent it back to me, suggesting “i think you should rate yourself of how well you held up to all that stuff this far into the year!” In my response I remarked that I had done pretty well, but that I was “completely ashamed of forgetting that the elastic is for change, and not just for you… because I had completely forgotten until I saw this email again”.

In other words, it had become a kind of wedding band, and I had completely forgotten my vows.

But, at the time, FollowUpThen didn’t exist, so I couldn’t tell that email to return to my inbox every few weeks to remind me of my original purpose. FUT will likely form part of how I keep this in my consciousness long-term, though I may also incorporate some daily rituals.

Oaths that only change thought, not behaviour

Topher Hallquist writes:

The problem is that once you’ve committed to “do the right thing all day, every day,” you’ve given yourself a powerful incentive to rationalize whatever you do do as being the right thing.

It’s generally hard to change behaviour suddenly, even when that change is relatively concrete. But it’s even harder to accurately assess something like whether you’ve been “doing the right thing”, meaning that you’re likely to mess it up a lot of the time and it’ll be hard to notice when you do. And that’s without a firm commitment to doing the right thing. With a firm commitment, depending on how it’s framed, you may become actively averse to noticing evidence that you might be failing. To some extent this makes sense: if you think you’re failing, then whatever you swore that commitment on must clearly not matter that much to you. So it’s a bind.

I have lots of thoughts on this particular subject, but for now suffice it to say that this is definitely a context within which you want to commit to trying, rather than to succeeding. As long as you don’t forget, of course, that the goal is to succeed, and that that’s the ultimate metric that matters.

What my hero ring commitment looks like

So given everything above, how am I actually framing this for myself?

I’m going to regularly (daily to begin with) take some time to reflect on the following statement, periodically revising the words so they point more directly at the meaning I have in mind:

I commit myself to focusing the lens of heroic responsibility and using it in as much of my decision-making as feels reasonably possible. I am not merely responsible for following my object-level role in a context, nor the meta-level role of one-who-does-the-ethical-thing. I am responsible for doing whatever it takes to protect the world, permanently. I am not holding myself to be forced to perform any particular actions, simply that I do not accept any limit to my responsibility: no point when I can pass matters off and say “I did my job; it’s out of my hands now.” I may delegate, but I remain responsible for the outcomes.

Sometimes it might make sense to me to take a breather; I’m responsible for what happens in my absence.

Hang on, that last bit is not quite right—if the thing I need most in order to be effective for the world is rest, then there is no absence. So let me try to rephrase that:

Sometimes I might observe that I have, senselessly, distracted myself from my responsibility towards the world. I remain, in the other sense of the word, responsible for what happens as a result.

I am responsible for acting, at all levels, as best I can towards the continued survival and thrival of humanity.

This ring and I are new to each other. I feel like I’m still developing a relationship with it. But it’s going to stay on my finger, and my responsibility is going to stay in my consciousness.

Creating contexts for desire cultivation

1

Nate Soares just published the first article to The Mind’s UI, a group blog that I’ve set up with him and Brienne Yudkowsky. It’s called Enjoying the feeling of agency, and in it Nate said that one thing that helps with that enjoyment is

Context and framing: it’s much easier to draw satisfaction from a clean room if your mother didn’t make you clean it.

I wanted to elaborate on that, drawing on very recent (even ongoing) experiences of being home for the holidays.

I’ve spent the last year living in an intentional learning community (let’s call it LRC) that has a number of interesting features. One of these, as I’ve described before, is that nobody ever has to do the dishes. We have some agreements about how we want to keep the kitchen space and the cooking utensils available for use; even here, nobody ever yells or guilt trips people for not following them. At our best, we approach the act of giving that kind of feedback with openness and curiosity. Sometimes it produces experiences of frustration which are processed in a different way.

But the point is, for the most part, we all get to navigate the kitchen based on our own desires and needs, and our abilities to discern what makes sense. This is really relaxing. But that’s not the only reason we do it.

2

When I got back to Nova Scotia to see my family a couple weeks ago, I was amused to experience surprise when I saw a bunch of dirty dishes in the sink. I had become very accustomed to the fact that part of our dishing system in the LRC house where I live is that we stack dirty dishes next to the sink rather than in them, which makes for much better flow in various ways. I looked at the pile of dishes in the sink and figured that it would look a lot nicer if they were washed or put in the dishwasher. So I did that.

» read the rest of this entry »

Subject-Object Notation: a case study on defensiveness and curiosity

What makes the difference in what someone says in response to criticism? Or even what they think in response to imagined criticism?

Motivation

Talking about personal growth is easier when you have better language for it. One component of this is using words and phrases that are more conducive to growth mindset. Another aspect is having more nuanced terminology to refer to concepts, to allow us to talk about (and think about!) growth more effectively.

This post is also designed to serve as a standalone introduction to the subject-object distinction which is central to Constructive Developmental Theory, developed by Robert Kegan and others. I’m going to elaborate on that model in future posts and connect it to other models, but this sub-component is helpful on its own. I’ll start with the in-depth example, and then talk about the more abstract model behind it.

Case Study: Moving from Defensiveness to Curiosity

First: what do I mean by defensiveness? I mean a reactive quality that creates a feeling of unsafety or instability and responds out of a place of feeling threatened. It’s often associated with a sympathetic nervous system (stress) response, or a feeling of againstness. This is not a response that’s useful for much of anything. Maybe survival 50,000 years ago. It interferes with learning, because it makes you irrationally averse to integrating others’ perspectives, both casual and in the form of directed feedback, instead preferring to assert personal rightness. It can wreck relationships by causing disagreements to escalate into conflicts then into fights.

Under this definition, we might ask what kind of quality of response you might prefer? What’s the opposite of defensiveness? Hint: it’s not offensiveness. That’s… I’m not even going to go there. Instead, I propose it’s curiosity. Unlike defensiveness, where your mind is closed to new information and insists on proving itself right, in a state of curiosity your mind is open to updating itself and is ready to reexamine its own assumptions. Curiosity also has another specific property we’re looking for here, which is that it’s a broader outlook than defensiveness. This is necessary for what we’re about to do.

Okay. With this distinction highlighted, let’s talk about the qualitatively different experiences between the two ends of the spectrum. The story we’re going to use as an example:

Jamie is on a bus, travelling home for Thanksgiving, when she realizes that she left a bunch of stuff out in the kitchen. Her roommates are likely going to be annoyed.

stage D

Defensive. When you hear feedback or even imagine someone else being critical of you, you immediately start thinking (and perhaps speaking) reasons why that’s invalid and you’re still essentially right. It doesn’t even occur to you that this might not actually get you what you want in the long or short term. Or get you anywhere.

Jamie, thinking to herself: “I mean, I was in a huge rush today… it’s not like I could take the later bus… these tickets are only good for a specific one, not all day… and anyway, Cristina called me when I was about to head out… so it’s not my fault. Besides, she always leaves stuff out.”
» read the rest of this entry »

Growing a Garden with a Broken Bodum

the corner of the room where the bodum fell. Framed by a wall on the left and a chest freezer on the right.

It didn’t occur to me to take the picture until after I cleaned up the broken glass.

This post isn’t about gardens or bodums. It’s about thinking and mindset.

Last July (~15 months ago) I had an interaction in my house’s laundry room, where I moved something on a shelf, which knocked off a bodum (aka french coffee press) which fell to the ground and shattered. I mentioned this to Jean (the likely purchaser/user of the bodum) that it had broken. But… the shelf was in a corner, with a chest freezer making it even more secluded, so the broken glass wasn’t a threat to anyone. So I decided I’d clean it up later.

Of course, as we know, later never comes.

So when it came time in August to leave for a four-month internship at Twitter in San Francisco, it still wasn’t done. I swore to Jean “I need to finish packing, but I’ll do it tomorrow morning before I go.” Not too surprisingly, I was packing basically all night. So morning came and I was running around and she said to me in my stress and frenzy, “Don’t worry; I’ll clean it up.” I was hugely relieved because I had felt an obligation to clean it.

Interlude: Malcolm in San Francisco / Berkeley, then home for Christmas

When I returned to the house in January of this year, I went downstairs to do laundry, and glanced in the corner. Lo and behold, a broken bodum remained. “Huh,” I thought.
» read the rest of this entry »

A portrait of Malcolm Ocean

I'm Malcolm Ocean.

I'm developing scalable solutions to fractal coordination challenges (between parts of people as well as between people) based on non-naive trust and intentionality. More about me.

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